Regulatory and Enforcement Notices
This page covers:
Exercise of Enforcement Powers
CIMA's effective and proportionate use of its powers to enforce the requirements of the regulatory laws and other relevant legislation (such as the Money Laundering Regulations) plays an important role in the pursuit of its regulatory objectives.
The Authority endeavours to exercise its enforcement powers in a manner that is transparent, proportionate and consistent with its publicly stated policies and guidelines.
Notification of Regulatory & Enforcement Action
This page contains notifications on regulatory and enforcement action taken in respect of CIMA-regulated entities during the current year.
To view notices issued last year or earlier, click on: Prior Notices.
The notices are listed in date order. Click on the notice title to access each document.
Current Year's Notices