Banking Services Index of Regulatory Measures

LEGISLATION click for link
	R	SOG	RPY	RPR	F
LICENSING
Licensing - Banking			RPy
Fitness and Propriety			RPy	RPr	PQ
Consolidated Supervision			RPy
Minimum Standards Physical Presence s6(6) BTCL		SOG
Issuing notices of decisions to declined applicants				RPr
Approval of an auditor			RPy
Approved Stock Exchanges			RPy List

BUSINESS CONDUCT
Corporate Governance		SOG
Nature, accessibility and retention of records		SOG
Use of The Internet		SOG
Marketing Policies of Licensees		SOG
Responsibilities of Authorised Agents of Banks and Trust Companies		SOG
Internal Audit		SOG
Internal Controls	R	SOG
Business Continuity Management		SOG

PRUDENTIAL STANDARDS
Country and Transfer Risk Management	R	SOG
Credit Risk Asset Risk Classification		SOG
Credit Risk Management	R	SOG
Foreign Exchange Risk Management		SOG
Interest Rate Risk Management	R	SOG
Investment Securities and Derivatives Risk Management	R	SOG
Large Exposures	R	SOG
Liquidity Risk Management	R	SOG
Loan Loss Provision (Allowances)	R	SOG
Major Acquisition and Investments			RPy
Operational Risk Management	R	SOG

REPORTING
Prudential Reports and Statistical Returns			RPy	Current Reporting Schedule
					LBS Form
					DBA Survey Form 2012
					CPIS Form 2012
Rule on Regulatory Reporting Standards	R

ANTI MONEY LAUNDERING AND COMBATING THE FINANCING OF TERRORISM (AML/CFT)		SOG			NCA